XFLT
XAI Floating Rate & Alternative Income Trust
NYSEUSDEQUITY
Financial Services
DELAYED
Neutral
-6/100
Last price
19.06
▼ 0.24 (1.23%)
MARKET · —
Price
Chart style
Interval
Intraday intervals only cover recent history. The site picks the finest interval the range allows.
Overlays
Session levels
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Both series are rebased to 0% at the left edge, so the lines show relative performance rather than price.
Tool
1D
—
H —
L —
Range —
Vol —
vs
Drag pan · Pinch zoom · Hold crosshair · pick a tool then drag to draw
Open
19.23
Prev close
19.30
Day high
19.30
Day low
19.11
Volume
190.85K
Market cap
$291.37M
P/E (TTM)
—
52W range
14.93 – 26.45
Day trading desk
Gap from prior close
-0.36%
Prior close 19.30
VWAP
19.16
-0.50% from price
Relative volume
4.65×
Unusually busy
Session range
1.22%
19.06 – 19.30
Position in range
0%
Near session low
ATR (14D)
0.24
1.26% of price
Prior day high
19.34
PDH
Prior day low
19.16
PDL
Bid / ask spread
—
Quote not published
Session volume
378.47K
Avg 81.44K
VWAP and the session figures are computed from the delayed intraday series on this page, so they lag the live tape and will not match a broker's real-time VWAP exactly. Turn on Prior day H/L/C, Opening range and Volume profile in the chart's Studies menu to see these levels drawn on price.
Trailing performance
Returnvs SPY
1W
-0.10%
-2.1%
1M
-1.65%
-2.8%
3M
+7.29%
+2.8%
6M
+12.20%
-6.0%
YTD
-20.29%
-34.5%
1Y
-27.40%
-43.8%
3Y
-44.95%
-127.2%
5Y
—
—
Price return only. Dividends are not reinvested, so total return on a dividend payer will be higher than shown.
Unusual options activity
Nothing crossed the thresholds in the expiries we scanned.
That is the normal state — most contracts trade well inside their existing open interest.
That is the normal state — most contracts trade well inside their existing open interest.
Contracts trading at or above their open interest, ranked by notional and where the print landed.
Free account
5 more panels on XFLT open with an account.
Options chains and analytics, valuation ratios, insider filings, analyst targets and ownership. No card, no trial, nothing to cancel.
Insider net activity
Net shares
0
Net selling
Buy transactions
0
0 shares
Sell transactions
0
—
Net transactions
0
Buys less sells
Sell : buy shares
—
Not enough filings
Insider-held shares
0
Total on file
Insider transactions
| Date | Insider | Action | Shares | Value | Held |
|---|---|---|---|---|---|
| Feb 19, 26 | SPENCE JOHN YOGI Officer |
BUY | 5.00K | $19.50K | Direct |
| Dec 24, 25 | SPENCE JOHN YOGI Officer |
— | 7.81K | — | Indirect |
| Dec 24, 25 | BROMBACH THEODORE J Chief Executive Officer |
— | 7.81K | — | Indirect |
| Oct 24, 25 | LAW LAUREN KRISTEN Affiliate of Investment Advisor |
BUY | 20.00K | $100.14K | Direct |
| Sep 11, 25 | JONES SCOTT CRAVEN Trustee |
SELL | 13.01K | $73.12K | Direct |
| Feb 21, 25 | SPENCE JOHN YOGI Officer |
BUY | 2.00K | $12.76K | Direct |
| Feb 19, 25 | SPENCE JOHN YOGI Officer |
BUY | 3.00K | $19.23K | Direct |
| Dec 19, 24 | SPENCE JOHN YOGI Affiliated Person |
BUY | 2.00K | $13.00K | Direct |
What this is, and what it is not
These are SEC Form 4 filings — officers, directors and 10% owners reporting their own trades in the company's stock. Filing is due within two business days of the transaction, so this lags reality by days, and the provider adds its own lag on top.
A sale is not automatically bearish. Executives sell on scheduled 10b5-1 plans, to cover tax on vesting equity, and to diversify. Purchases with cash are generally the more informative signal, and they are far rarer.
This does not include congressional or senate trading. That comes from STOCK Act disclosures filed with the Senate eFD system and the House Clerk, which this data source does not carry.
Officer and director trades in their own stock, straight from Form 4 filings.
Insider holders
| Name | Relation | Shares held | Latest |
|---|---|---|---|
BROMBACH THEODORE J |
Chief Executive Officer | — | Stock Gift |
JONES SCOTT CRAVEN |
Trustee | 0 | Sale |
LAW LAUREN KRISTEN |
Affiliate of Investment Advisor | 20.00K | Purchase |
SPENCE JOHN YOGI |
Officer | 599.31K | Purchase |
Fundamentals
Market cap$291.37M
Enterprise value—
Revenue (TTM)—
Gross profit—
EBITDA—
Net income—
EPS (TTM)$-3.90
Free cash flow—
Total cash—
Total debt—
Book value / share—
Shares outstanding15.23M
Float—
Short % of float0.17%
Dividend yield14.11%
Beta (5Y)—
Valuation & profitability ratios
Trailing P/E—
Forward P/E—
PEG ratio—
Price / sales—
Price / book—
EV / revenue—
EV / EBITDA—
Gross margin0.00%
Operating margin0.00%
Profit margin0.00%
Return on equity—
Return on assets—
Debt / equity—
Current ratio—
Fourteen ratios including P/E, PEG, EV/EBITDA, margins and return on equity.
Financial statements
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Total revenue | $19.55M | $57.70M | $53.00M | -$31.12M | -66.1% |
| Operating revenue | $19.55M | $57.70M | $53.00M | -$31.12M | -66.1% |
| Selling, general & admin | $2.41M | $2.17M | $1.70M | $1.44M | +10.9% |
| Total operating expense | $9.66M | $8.84M | $6.37M | $5.56M | +9.3% |
| Pre-tax income | $9.88M | $48.86M | $46.63M | -$36.68M | -79.8% |
| Net income | $9.88M | $48.86M | $46.63M | -$36.68M | -79.8% |
| Net income to common | $9.88M | $48.86M | $46.63M | -$36.68M | -79.8% |
| Basic EPS | 0.80 | 5.05 | 6.10 | -5.45 | -84.2% |
| Diluted EPS | 0.80 | 5.05 | 6.10 | -5.45 | -84.2% |
| Basic shares | 12.35M | 9.68M | 7.64M | 6.73M | +27.7% |
| Diluted shares | 12.35M | 9.68M | 7.64M | 6.73M | +27.7% |
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Cash & equivalents | $6.91M | $7.90M | $1.21M | $1.13M | -12.5% |
| Total assets | $738.60M | $800.48M | $543.10M | $404.98M | -7.7% |
| Total debt | $201.28M | $203.92M | $150.27M | $112.84M | -1.3% |
| Total liabilities | $293.35M | $343.55M | $244.82M | $178.18M | -14.6% |
| Retained earnings | -$102.54M | -$46.67M | -$52.65M | -$62.40M | -119.7% |
| Shareholder equity | $445.25M | $456.92M | $298.28M | $226.80M | -2.6% |
| Net tangible assets | $445.25M | $456.92M | $298.28M | $226.80M | -2.6% |
| Shares issued | 15.23M | 13.77M | 8.95M | 7.09M | +10.6% |
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Net income | $9.88M | $48.86M | $46.63M | -$36.68M | -79.8% |
| Change in working capital | -$23.36M | $18.62M | $13.00M | -$31.98M | -225.4% |
| Operating cash flow | $42.50M | -$181.98M | -$71.18M | -$73.94M | +123.4% |
| Dividends paid | -$65.68M | -$49.08M | -$32.24M | -$24.49M | -33.8% |
| Financing cash flow | -$43.49M | $188.66M | $71.26M | $70.35M | -123.1% |
| Free cash flow | $42.50M | -$181.98M | -$71.18M | -$73.94M | +123.4% |
| End cash position | $6.91M | $7.90M | $1.21M | $1.13M | -12.5% |
No filings published for this symbol yet.
Newly listed companies often have nothing on file until their first annual report.
Newly listed companies often have nothing on file until their first annual report.
| Line item | 2026-03-31 | 2025-09-30 | 2025-03-31 | YoY |
|---|---|---|---|---|
| Cash & equivalents | $1.40M | $6.91M | $7.62M | -79.7% |
| Total assets | $599.79M | $738.60M | $786.59M | -18.8% |
| Total debt | $166.55M | $201.28M | $226.84M | -17.3% |
| Total liabilities | $260.14M | $293.35M | $325.80M | -11.3% |
| Retained earnings | -$205.76M | -$102.54M | -$87.04M | -100.7% |
| Shareholder equity | $339.66M | $445.25M | $460.80M | -23.7% |
| Net tangible assets | $339.66M | $445.25M | $460.80M | -23.7% |
| Shares issued | 15.23M | 15.23M | 15.14M | 0.0% |
No filings published for this symbol yet.
Newly listed companies often have nothing on file until their first annual report.
Newly listed companies often have nothing on file until their first annual report.
Options analytics
Put / call volume
—
—
Put / call open interest
—
Positioning, not flow
Max pain
—
—
ATM implied vol
—
Nearest strike to spot
Skew (10% OTM)
—
—
Call volume
0
Contracts, this expiry
Put volume
0
Contracts, this expiry
Heaviest call OI
—
—
Heaviest put OI
—
—
Max pain is the strike at which the largest dollar value of open contracts expires worthless. It describes current positioning; it is not a forecast and it moves as open interest changes.
Put/call ratios, max pain, implied volatility skew and where open interest is concentrated.
Earnings
Reported vs expected · EPS
| Quarter | Est. | Actual | Surprise |
|---|---|---|---|
| Sep 2022 | 1.05 | 1.05 | 0.0% |
| Jun 2022 | 1.15 | 1.15 | 0.0% |
| Mar 2022 | -0.65 | 1.20 | +284.6% |
| Dec 2021 | 1.30 | 0.75 | -42.3% |
Forward consensus
| Period | EPS | Analysts | Revenue | Growth |
|---|---|---|---|---|
| Current quarter | — | — | $0 | — |
| Next quarter | — | — | $0 | — |
| Current year | — | — | $0 | — |
| Next year | — | — | $0 | — |
Analyst targets & ownership
Mean target—
High target—
Low target—
Implied upside—
Analyst count—
ConsensusNONE
Strong buy / Buy— / —
Hold—
Sell / Strong sell— / —
Held by insiders1.79%
Held by institutions29.34%
Institutions holding67
Price targets, consensus spread, insider and institutional ownership.
Moving averages & technicals
SMA 10
19.25
-0.97% from price
SMA 20
19.30
-0.88% from price
SMA 50
19.18
-0.26% from price
SMA 100
18.57
+2.66% from price
SMA 200
19.06
+0.36% from price
EMA 12
19.25
-0.98% from price
EMA 26
19.23
-0.85% from price
EMA 50
19.05
+0.06% from price
RSI (14)
46.7
Neutral
MACD (12,26,9)
0.03
Hist -0.03
ATR (14)
0.24
1.25% of price
Realised vol 30D
13.3%
Annualised
Bollinger upper
19.56
20, 2σ
Bollinger lower
19.04
20, 2σ
50 / 200 cross
Golden
19.18 vs 19.06
Trend bias
Above 200
+0.36%
Options chain
Calls
| Strike | Last | Bid | Ask | Vol | OI | IV |
|---|---|---|---|---|---|---|
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
Puts
| Strike | Last | Bid | Ask | Vol | OI | IV |
|---|---|---|---|---|---|---|
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
Every listed expiry, both sides of the book, with volume, open interest and implied volatility.
Risk profile
Beta vs SPY
0.43
Less volatile than market
Correlation to SPY
0.26
Largely independent
Realised vol 30D
13.3%
Annualised
Market vol 1Y
13.0%
SPY, annualised
Max drawdown 1Y
-41.1%
Peak to trough
Max drawdown 5Y
-67.6%
Peak to trough
ATR 14
0.24
1.25% of price
Beta (reported)
—
5Y monthly, from filing
Short interest
Shares short
25.46K
Prior 18.37K
Change vs prior
+38.6%
Shorts adding
% of float
0.17%
Normal
% of shares out
0.17%
Against total outstanding
Days to cover
0.4
Liquid
Float
—
Freely tradeable shares
Exchanges publish short interest twice a month with a settlement lag, so this is roughly two weeks behind. Days to cover divides shares short by average daily volume — it estimates how long covering would take, not whether it will happen.
Rating changes
| Date | Firm | Action | From | To |
|---|---|---|---|---|
| Sep 12, 23 | B. Riley Securities | MAINTAINED | Buy | Buy |
| Jun 6, 23 | B. Riley Securities | MAINTAINED | Buy | Buy |
| Oct 20, 22 | B. Riley Securities | MAINTAINED | — | Buy |
| Sep 23, 21 | B. Riley Securities | INITIATED | — | Buy |
Dividends & splits
Forward rate$2.70 / yr
Forward yield14.11%
5-year avg yield14.27%
Payout ratio698.58%
Ex-dividend dateOct 15, 2026
Next pay dateMar 1, 2019
Last split1:5
Split dateMar 23, 2026
SEC filings
Tender Offer/Acquisition Reports
SC TO-I · 2026-09-18
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP · 2026-09-17
Monthly Portfolio Investments Report on Form N- PORT (Public)
NPORT-P · 2026-08-28
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX · 2026-08-14
Corporate Changes & Voting Matters
8-K · 2026-08-10
Proxy Statements
DEFA14A · 2026-08-05
Proxy Statements
DEFA14A · 2026-08-04
Proxy Statements
DEFA14A · 2026-08-03
Headlines
XAI Floating Rate & Alternative Income Trust Declares its Monthly Common Shares Distribution of $0.225 per Share
GlobeNewswire · 5d ago
XAI Floating Rate & Alternative Income Trust Announces Commencement of Tender Offer
GlobeNewswire · 18d ago
XAI Floating Rate & Alternative Income Trust Declares its Monthly Common Shares Distribution of $0.225 per Share
GlobeNewswire · 35d ago
XAI Expands Alternatives Platform with Addition of Evanston Capital Tender Offer Fund
GlobeNewswire · 54d ago
XFLT Shareholders Approve the King Street Sub-Advisory Agreement
GlobeNewswire · 57d ago
Update: XFLT Urges Shareholders to Approve the King Street Sub-Adviser and Effect Liquidity Plan Ahead of August 6th Meeting
GlobeNewswire · 63d ago
XFLT Urges Shareholders to Approve the King Street Sub-Adviser and Effect Liquidity Plan Ahead of August 6th Meeting
GlobeNewswire · 63d ago
XFLT Board Wins Support from Seeking Alpha’s High Dividend Opportunities Investment Research Group Ahead of August 6th Special Meeting
GlobeNewswire · 64d ago
PRIVATE STRATEGY · BY QUALIFICATION
The same data. A different seat.
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