LPLA
LPL Financial Holdings Inc.
NasdaqGSUSDEQUITY
Financial Services
DELAYED
Buy
+26/100
Last price
332.39
▲ 0.41 (0.12%)
MARKET · —
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Open
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Prev close
331.98
Day high
336.07
Day low
330.53
Volume
739.80K
Market cap
$26.17B
P/E (TTM)
26.44
52W range
260.15 – 400.16
Trailing performance
Returnvs SPY
1W
+7.90%
+6.0%
1M
-7.50%
-8.7%
3M
+10.49%
+6.0%
6M
+11.75%
-6.4%
YTD
-6.94%
-21.2%
1Y
+5.61%
-10.8%
3Y
+39.87%
-42.4%
5Y
—
—
Price return only. Dividends are not reinvested, so total return on a dividend payer will be higher than shown.
Unusual options activity
Nothing crossed the thresholds in the expiries we scanned.
That is the normal state — most contracts trade well inside their existing open interest.
That is the normal state — most contracts trade well inside their existing open interest.
Contracts trading at or above their open interest, ranked by notional and where the print landed.
Free account
10 more panels on LPLA open with an account.
Options chains and analytics, valuation ratios, insider filings, analyst targets and ownership. No card, no trial, nothing to cancel.
Insider net activity
Net shares
+10.15K
Net buying
Buy transactions
27
17.91K shares
Sell transactions
6
7.75K shares
Net transactions
+33
Buys less sells
Sell : buy shares
0.4 : 1
Mixed
Insider-held shares
313.38K
Total on file
Insider transactions
| Date | Insider | Action | Shares | Value | Held |
|---|---|---|---|---|---|
| Sep 11, 26 | REEPING KATHARINE Officer |
SELL | 439 | $153.05K | Direct |
| Aug 28, 26 | EBERHART H PAULETT Director |
STOCK | 4 | $0 | Direct |
| Aug 28, 26 | THOMAS COREY E Director |
STOCK | 4 | $0 | Direct |
| Aug 28, 26 | MNOOKIN ALLISON H Director |
STOCK | 2 | $0 | Direct |
| Aug 28, 26 | PUTNAM JAMES S Director |
STOCK | 7 | $0 | Direct |
| Aug 28, 26 | GLAVIN WILLIAM FRANCIS JR Director |
STOCK | 10 | $0 | Direct |
| Aug 28, 26 | SCHIFTER RICHARD P Director |
STOCK | 14 | $0 | Direct |
| Aug 28, 26 | BERNARD EDWARD C Director |
STOCK | 3 | $0 | Direct |
| Aug 27, 26 | JAMBUSARIA ANERI Officer |
SELL | 308 | $110.07K | Direct |
| Aug 20, 26 | GATES GREG Officer |
CONVERSION | 7.19K | $557.36K | Direct |
| Aug 20, 26 | GATES GREG Officer |
SELL | 4.12K | $1.46M | Direct |
| Aug 3, 26 | PUTNAM JAMES S Director |
STOCK | 2.00K | $0 | Direct |
| Jul 31, 26 | ENYEDI MATTHEW Officer |
SELL | 1.00K | $352.72K | Direct |
| Jun 17, 26 | JAMBUSARIA ANERI Officer |
SELL | 308 | $94.25K | Direct |
What this is, and what it is not
These are SEC Form 4 filings — officers, directors and 10% owners reporting their own trades in the company's stock. Filing is due within two business days of the transaction, so this lags reality by days, and the provider adds its own lag on top.
A sale is not automatically bearish. Executives sell on scheduled 10b5-1 plans, to cover tax on vesting equity, and to diversify. Purchases with cash are generally the more informative signal, and they are far rarer.
This does not include congressional or senate trading. That comes from STOCK Act disclosures filed with the Senate eFD system and the House Clerk, which this data source does not carry.
Officer and director trades in their own stock, straight from Form 4 filings.
Insider holders
| Name | Relation | Shares held | Latest |
|---|---|---|---|
AUDETTE MATTHEW J |
President | 19.80K | Sale |
BERNARD EDWARD C |
Director | 16.26K | Stock Award(Grant) |
EBERHART H PAULETT |
Director | 17.76K | Stock Award(Grant) |
GATES GREG |
Officer | 23.60K | Conversion of Exercise of derivative security |
GLAVIN WILLIAM FRANCIS JR |
Director | 26.85K | Stock Award(Grant) |
MULCAHY ANNE M |
Director | 37.43K | Stock Award(Grant) |
PUTNAM JAMES S |
Director | 135.30K | Stock Award(Grant) |
SCHIFTER RICHARD P |
Director | 44.03K | Stock Award(Grant) |
STEINMEIER RICHARD |
Chief Executive Officer | 36.30K | Stock Award(Grant) |
THOMAS COREY E |
Director | 14.91K | Stock Award(Grant) |
Fundamentals
Market cap$26.17B
Enterprise value$31.12B
Revenue (TTM)$19.20B
Gross profit$5.74B
EBITDA—
Net income$1.01B
EPS (TTM)$12.57
Free cash flow—
Total cash$2.84B
Total debt$7.79B
Book value / share$72.72
Shares outstanding78.74M
Float78.19M
Short % of float2.25%
Dividend yield0.36%
Beta (5Y)0.54
Valuation & profitability ratios
Trailing P/E26.44
Forward P/E11.10
PEG ratio0.43
Price / sales—
Price / book4.57
EV / revenue1.62
EV / EBITDA—
Gross margin29.89%
Operating margin11.10%
Profit margin5.24%
Return on equity18.59%
Return on assets5.40%
Debt / equity135.37
Current ratio2.35
Fourteen ratios including P/E, PEG, EV/EBITDA, margins and return on equity.
Financial statements
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Total revenue | $16.99B | $12.39B | $10.05B | $8.60B | +37.2% |
| Operating revenue | $16.82B | $12.24B | $9.93B | $8.69B | +37.4% |
| Cost of revenue | $12.97B | $9.02B | $7.00B | $6.23B | +43.8% |
| Gross profit | $4.02B | $3.37B | $3.05B | $2.37B | +19.3% |
| Selling, general & admin | $1.62B | $1.04B | $856.15M | $700.00M | +55.7% |
| Total operating expense | $2.47B | $1.70B | $1.42B | $1.13B | +45.0% |
| Operating income | $1.55B | $1.67B | $1.63B | $1.24B | -6.8% |
| Net interest income | -$403.41M | -$274.18M | -$186.80M | -$126.23M | -47.1% |
| Pre-tax income | $1.15B | $1.39B | $1.44B | $1.11B | -17.5% |
| Tax provision | $286.48M | $334.28M | $378.52M | $265.95M | -14.3% |
| Net income | $863.02M | $1.06B | $1.07B | $845.70M | -18.5% |
| Net income to common | $863.02M | $1.06B | $1.07B | $845.70M | -18.5% |
| Basic EPS | 10.97 | 14.17 | 13.88 | 10.60 | -22.6% |
| Diluted EPS | 10.92 | 14.03 | 13.69 | 10.40 | -22.2% |
| EBIT | $1.55B | $1.67B | $1.63B | $1.24B | -6.8% |
| EBITDA | $2.18B | $2.11B | $1.99B | $1.53B | +3.4% |
| Basic shares | 78.68M | 74.71M | 76.81M | 79.80M | +5.3% |
| Diluted shares | 79.06M | 75.43M | 77.86M | 81.28M | +4.8% |
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Cash & equivalents | $1.04B | $967.08M | $465.67M | $847.52M | +7.3% |
| Cash & short-term investments | $1.11B | $1.01B | $541.76M | $884.28M | +10.3% |
| Accounts receivable | $874.10M | $710.38M | $638.65M | $617.85M | +23.0% |
| Total current assets | $9.18B | $6.84B | $5.69B | $5.74B | +34.4% |
| Property, plant & equipment | $1.58B | $1.33B | $1.03B | $872.89M | +19.1% |
| Goodwill & intangibles | $5.98B | $3.66B | $2.53B | $2.07B | +63.5% |
| Total assets | $18.49B | $13.32B | $10.39B | $9.48B | +38.9% |
| Total current liabilities | $3.99B | $4.19B | $3.57B | $3.63B | -5.0% |
| Current debt | $79.00M | $1.05B | $280.00M | $0 | -92.5% |
| Long-term debt | $7.18B | $4.45B | $3.45B | $2.72B | +61.4% |
| Total debt | $7.46B | $5.75B | $3.96B | $2.95B | +29.8% |
| Total liabilities | $13.15B | $10.39B | $8.31B | $7.31B | +26.6% |
| Retained earnings | $5.84B | $5.07B | $4.09B | $3.10B | +15.2% |
| Shareholder equity | $5.34B | $2.93B | $2.08B | $2.17B | +82.4% |
| Working capital | $5.20B | $2.64B | $2.12B | $2.10B | +96.8% |
| Net tangible assets | -$631.03M | -$725.26M | -$449.25M | $97.41M | +13.0% |
| Shares issued | 136.64M | 130.91M | 130.23M | 129.66M | +4.4% |
| Line item | 2025 | 2024 | 2023 | 2022 | YoY |
|---|---|---|---|---|---|
| Net income | $863.02M | $1.06B | $1.07B | $845.70M | -18.5% |
| Depreciation & amortisation | $630.01M | $443.76M | $354.20M | $287.38M | +42.0% |
| Stock-based compensation | $79.36M | $91.76M | $68.67M | $52.61M | -13.5% |
| Change in working capital | -$2.60B | -$1.65B | -$1.20B | $638.41M | -57.9% |
| Operating cash flow | -$411.40M | $277.59M | $512.61M | $1.95B | -248.2% |
| Capital expenditure | -$570.38M | -$562.53M | -$403.29M | -$306.60M | -1.4% |
| Investing cash flow | -$2.39B | -$1.59B | -$860.19M | -$376.40M | -49.9% |
| Share buybacks | -$100.00M | -$170.10M | -$1.10B | -$325.03M | +41.2% |
| Dividends paid | -$94.41M | -$89.73M | -$92.19M | -$79.83M | -5.2% |
| Financing cash flow | $3.17B | $1.42B | -$208.53M | -$504.27M | +123.6% |
| Free cash flow | -$981.78M | -$284.94M | $109.33M | $1.64B | -244.6% |
| End cash position | $3.05B | $2.68B | $2.58B | $3.14B | +13.8% |
| Line item | 2026-06-30 | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | YoY |
|---|---|---|---|---|---|---|
| Total revenue | $5.19B | $4.94B | $4.93B | $4.55B | $3.84B | +5.0% |
| Operating revenue | $5.04B | $4.96B | $4.90B | $4.48B | $3.75B | +1.5% |
| Cost of revenue | $3.91B | $3.72B | $3.77B | $3.65B | $2.85B | +5.4% |
| Gross profit | $1.27B | $1.22B | $1.17B | $898.01M | $989.47M | +4.0% |
| Selling, general & admin | $422.53M | $400.77M | $411.99M | $606.79M | $321.50M | +5.4% |
| Total operating expense | $654.82M | $638.13M | $664.20M | $825.83M | $515.03M | +2.6% |
| Operating income | $617.01M | $584.88M | $503.17M | $72.18M | $474.44M | +5.5% |
| Net interest income | -$101.50M | -$100.29M | -$105.61M | -$106.30M | -$105.64M | -1.2% |
| Pre-tax income | $515.50M | $484.58M | $397.56M | -$34.11M | $368.80M | +6.4% |
| Tax provision | $136.24M | $128.18M | $96.84M | -$4.59M | $95.56M | +6.3% |
| Net income | $379.26M | $356.40M | $300.72M | -$29.52M | $273.25M | +6.4% |
| Net income to common | $379.26M | $356.40M | $300.72M | -$29.52M | $273.25M | +6.4% |
| Basic EPS | 4.75 | 4.45 | 3.76 | -0.37 | 3.42 | +6.7% |
| Diluted EPS | 4.74 | 4.43 | 3.74 | -0.37 | 3.40 | +7.0% |
| EBIT | $617.01M | $584.88M | $503.17M | $72.18M | $474.44M | +5.5% |
| EBITDA | $797.70M | $757.86M | $690.55M | $236.61M | $616.77M | +5.3% |
| Basic shares | 79.79M | 80.11M | 80.05M | 80.02M | 79.98M | -0.4% |
| Diluted shares | 80.03M | 80.45M | 80.41M | 80.36M | 80.37M | -0.5% |
| Line item | 2026-06-30 | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | YoY |
|---|---|---|---|---|---|---|
| Cash & equivalents | $1.28B | $1.02B | $1.04B | $1.34B | $4.19B | +24.5% |
| Cash & short-term investments | $1.46B | $1.11B | $1.11B | $1.54B | $4.31B | +31.9% |
| Accounts receivable | $1.24B | $966.50M | $874.10M | $859.13M | $839.95M | +28.1% |
| Total current assets | $9.94B | $9.32B | $9.18B | $8.78B | $10.58B | +6.6% |
| Property, plant & equipment | $1.76B | $1.66B | $1.58B | $1.50B | $1.41B | +5.6% |
| Goodwill & intangibles | $6.12B | $6.07B | $5.98B | $5.98B | $3.85B | +0.7% |
| Total assets | $19.79B | $18.84B | $18.49B | $18.03B | $17.47B | +5.1% |
| Total current liabilities | $4.65B | $3.86B | $3.99B | $3.93B | $3.49B | +20.5% |
| Current debt | $276.00M | — | $79.00M | $344.00M | — | — |
| Long-term debt | $7.18B | $7.18B | $7.18B | $7.18B | $7.18B | +0.0% |
| Total debt | $7.69B | $7.41B | $7.46B | $7.71B | $7.34B | +3.7% |
| Total liabilities | $14.03B | $13.15B | $13.15B | $12.99B | $12.40B | +6.7% |
| Retained earnings | $6.52B | $6.17B | $5.84B | $5.57B | $5.62B | +5.8% |
| Shareholder equity | $5.76B | $5.69B | $5.34B | $5.04B | $5.07B | +1.3% |
| Working capital | $5.29B | $5.46B | $5.20B | $4.85B | $7.09B | -3.1% |
| Net tangible assets | -$358.42M | -$387.41M | -$631.03M | -$934.76M | $1.22B | +7.5% |
| Shares issued | 79.16M | 136.81M | 136.64M | 136.63M | 136.60M | -42.1% |
| Line item | 2026-06-30 | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | YoY |
|---|---|---|---|---|---|---|
| Net income | $379.26M | $356.40M | $300.72M | -$29.52M | $273.25M | +6.4% |
| Depreciation & amortisation | $180.69M | $172.98M | $187.37M | $164.43M | $142.33M | +4.5% |
| Stock-based compensation | $23.58M | $23.06M | $20.38M | $19.41M | $20.32M | +2.3% |
| Change in working capital | -$359.88M | -$401.36M | -$826.00K | -$2.00B | -$353.79M | +10.3% |
| Operating cash flow | $401.95M | $290.40M | $785.01M | -$1.73B | $193.30M | +38.4% |
| Capital expenditure | -$199.44M | -$165.76M | -$171.68M | -$142.24M | -$136.99M | -20.3% |
| Investing cash flow | -$305.44M | -$311.52M | -$253.41M | -$1.68B | -$250.47M | +2.0% |
| Share buybacks | -$309.48M | $0 | $0 | $0 | $240.00K | — |
| Dividends paid | -$23.97M | -$24.05M | -$24.02M | -$24.00M | -$24.00M | +0.3% |
| Financing cash flow | -$73.72M | -$127.67M | -$297.60M | $320.61M | $3.12B | +42.3% |
| Free cash flow | $202.50M | $124.64M | $613.33M | -$1.87B | $56.31M | +62.5% |
| End cash position | $2.93B | $2.91B | $3.05B | $2.82B | $5.91B | +0.8% |
Options analytics
Put / call volume
0.69
Call-heavy session
Put / call open interest
0.78
Positioning, not flow
Max pain
320.00
-3.7% from spot
ATM implied vol
0.0%
Nearest strike to spot
Skew (10% OTM)
0.0%
Calls bid over puts
Call volume
593
Contracts, this expiry
Put volume
409
Contracts, this expiry
Heaviest call OI
340.00
1.03K contracts
Heaviest put OI
290.00
852 contracts
Max pain is the strike at which the largest dollar value of open contracts expires worthless. It describes current positioning; it is not a forecast and it moves as open interest changes.
Put/call ratios, max pain, implied volatility skew and where open interest is concentrated.
Earnings
Reported vs expected · EPS
| Quarter | Est. | Actual | Surprise |
|---|---|---|---|
| Jun 2026 | 5.38 | 5.84 | +8.5% |
| Mar 2026 | 5.47 | 5.60 | +2.5% |
| Dec 2025 | 4.90 | 5.23 | +6.8% |
| Sep 2025 | 4.49 | 5.20 | +15.8% |
Forward consensus
| Period | EPS | Analysts | Revenue | Growth |
|---|---|---|---|---|
| Current quarter | 5.85 | 16 | $5.42B | +19.1% |
| Next quarter | 6.43 | 16 | $5.61B | +13.7% |
| Current year | 23.91 | 17 | $21.08B | +24.1% |
| Next year | 29.96 | 18 | $24.16B | +14.6% |
Analyst targets & ownership
Mean target$421.88
High target$554.00
Low target$362.00
Implied upside26.92%
Analyst count16
ConsensusBUY
Strong buy / Buy5 / 9
Hold4
Sell / Strong sell0 / 0
Held by insiders0.40%
Held by institutions106.83%
Institutions holding1.05K
Price targets, consensus spread, insider and institutional ownership.
Moving averages & technicals
SMA 10
313.91
+5.89% from price
SMA 20
325.40
+2.15% from price
SMA 50
346.51
-4.07% from price
SMA 100
322.04
+3.21% from price
SMA 200
327.08
+1.62% from price
EMA 12
321.57
+3.37% from price
EMA 26
329.10
+1.00% from price
EMA 50
332.99
-0.18% from price
RSI (14)
51.9
Neutral
MACD (12,26,9)
-7.53
Hist 2.03
ATR (14)
12.05
3.62% of price
Realised vol 30D
36.1%
Annualised
Bollinger upper
358.12
20, 2σ
Bollinger lower
292.67
20, 2σ
50 / 200 cross
Golden
346.51 vs 327.08
Trend bias
Above 200
+1.62%
Options chain
Calls
| Strike | Last | Bid | Ask | Vol | OI | IV |
|---|---|---|---|---|---|---|
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
Puts
| Strike | Last | Bid | Ask | Vol | OI | IV |
|---|---|---|---|---|---|---|
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
| 000.00 | 0.00 | 0.00 | 0.00 | 0 | 0 | 0.0% |
Every listed expiry, both sides of the book, with volume, open interest and implied volatility.
Risk profile
Beta vs SPY
0.92
Less volatile than market
Correlation to SPY
0.33
Loosely linked
Realised vol 30D
36.1%
Annualised
Market vol 1Y
13.0%
SPY, annualised
Max drawdown 1Y
-32.4%
Peak to trough
Max drawdown 5Y
-33.4%
Peak to trough
ATR 14
12.05
3.62% of price
Beta (reported)
0.54
5Y monthly, from filing
Short interest
Shares short
1.77M
Prior 2.46M
Change vs prior
-28.1%
Shorts covering
% of float
2.25%
Normal
% of shares out
2.25%
Against total outstanding
Days to cover
3.2
Liquid
Float
78.19M
Freely tradeable shares
Exchanges publish short interest twice a month with a settlement lag, so this is roughly two weeks behind. Days to cover divides shares short by average daily volume — it estimates how long covering would take, not whether it will happen.
Rating changes
| Date | Firm | Action | From | To |
|---|---|---|---|---|
| Oct 17, 24 | Morgan Stanley | MAINTAINED | Overweight | Overweight |
| Oct 9, 24 | JMP Securities | MAINTAINED | Market Outperform | Market Outperform |
| Oct 9, 24 | Wells Fargo | UPGRADE | Equal-Weight | Overweight |
| Oct 8, 24 | UBS | MAINTAINED | Neutral | Neutral |
| Oct 4, 24 | Jefferies | MAINTAINED | Buy | Buy |
| Sep 27, 24 | Citigroup | MAINTAINED | Buy | Buy |
| Sep 26, 24 | Goldman Sachs | MAINTAINED | Buy | Buy |
| Sep 12, 24 | Wells Fargo | INITIATED | — | Equal-Weight |
| Aug 6, 24 | UBS | MAINTAINED | Neutral | Neutral |
| Jul 30, 24 | B of A Securities | UPGRADE | Neutral | Buy |
| Jul 26, 24 | TD Cowen | MAINTAINED | Hold | Hold |
| Jul 26, 24 | JMP Securities | MAINTAINED | Market Outperform | Market Outperform |
Dividends & splits
Forward rate$1.20 / yr
Forward yield0.36%
5-year avg yield0.43%
Payout ratio9.55%
Ex-dividend dateAug 14, 2026
Next pay dateAug 28, 2026
Last split—
Split date—
SEC filings
Periodic Financial Reports
10-Q · 2026-08-03
Corporate Changes & Voting Matters
8-K · 2026-07-30
Corporate Changes & Voting Matters
8-K · 2026-05-15
Periodic Financial Reports
10-Q · 2026-05-04
Corporate Changes & Voting Matters
8-K · 2026-04-30
Proxy Statements
DEF 14A · 2026-04-02
Proxy Statements
PRE 14A · 2026-03-19
Periodic Financial Reports
10-K · 2026-02-23
Headlines
LPL Financial Announces Third Quarter 2026 Earnings Release Date and Conference Call
GlobeNewswire · 16h ago
Wells Fargo Financial Advisor Team That Oversaw $1.1 Billion Jumps to LPL Financial
Barrons.com · 17h ago
Investment Banking & Brokerage Stocks Q2 Results: Benchmarking LPL Financial (NASDAQ:LPLA)
StockStory · 18h ago
LPL Recruits $1.1B Team to its RIA Channel From Wells Fargo's FiNet
Wealth Management · 2d ago
LPL Financial Welcomes Praxis Financial Partners
GlobeNewswire · 2d ago
Robinhood Stock And The New Fight For Cash Yield
Simply Wall St. · 2d ago
History Says Stocks Typically Fall After a Fed Hike Cycle Begins -- Then Gain 6.8% Within a Year. Here's My Plan.
Motley Fool · 3d ago
Wells Fargo Initiates Coverage on LPL Financial With Overweight Rating
MT Newswires · 5d ago
PRIVATE STRATEGY · BY QUALIFICATION
The same data. A different seat.
The research you are reading is the input layer for a discretionary options program we run for a small number of qualified investors. Minimum $1,000,000.